Docket 033: Funding Rule Amendments for Allocating the Board’s Accounting Support Fee Among Issuers, Brokers, and Dealers
- Docket Status:
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Approved by SEC
- SEC Action:
-
Releases and Rule Filings
Supplimental Materials
Description |
Date |
Statement on Allocation of the Accounting Support Fee Among Issuers and Broker-Dealers by James R. Doty, Chairman
|
Jun. 14, 2011
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Statement on Allocation of the Accounting Support Fee Among Issuers and Broker-Dealers by Lewis H. Ferguson, Board Member
|
Jun. 14, 2011
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Allocation of the Board's Accounting Support Fee among Issuers, Brokers, and Dealers, and Other Amendments to the Board's Funding Rules by Steven B. Harris, Board Member
|
Jun. 14, 2011
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Statement on Allocation of the Accounting Support Fee Among Issuers and Broker-Dealers by Daniel L. Goelzer, Board Member
|
Jun. 14, 2011
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Fact Sheet - Funding Rules
(PDF)
|
Jun. 14, 2011
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Statement on Proposed Broker-Dealer Funding Rules by Daniel L. Goelzer, Acting Chairman
|
Dec. 14, 2010
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Statement on Proposal for Allocation of the Board's Accounting Support Fee among Issuers, Brokers, and Dealers, and Other Amendments to the Board's Funding Rules by Steven B. Harris, Board Member
|
Dec. 14, 2010
|
Fact Sheet - Proposed Funding Rules
(PDF)
|
Dec. 14, 2010
|